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Fixed Income Rates Generalist
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Barclays Capital
Salary: Competitive
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USA-NY-New York City |
09 Jul |
Department Overview
The Compliance Department is responsible for the creation and implementation of appropriate reg... |
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Employee Relations/HR (Employment Law)
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Northwest Integrators LLC
Salary: Highly competitive (base...
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USA-CT-Stamford |
08 Jul |
| We are seeking a talented candidate with Employee Relations and employment law expertise. Chosen candidate will be responsib... |
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Compliance Analyst
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BNY Mellon Asset Manageme...
Salary: DOE
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New York, NY, 10166 |
08 Jul |
| Assisting in administering the Compliance Program for Dreyfus and MBSC (investment advisers). Design and perform testing on a... |
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Client Compliance - Senior Associate
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Not Disclosed
Salary: Market rate
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San Francisco, CA, 94105 |
08 Jul |
| The primary responsibility of the Compliance position is to ensure that MCM is in compliance with the rules and regulations o... |
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Deputy AML Officer
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BNY Mellon Asset Manageme...
Salary: DOE
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New York, NY, 10166 |
08 Jul |
| You will be responsible for the day-to-day management of the AML function. |
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Hedge Fund Negotiator Experience negotiating ISDAs and other legal documentation with bank counterparties
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Arista Resource Group
Salary: 80-110k
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New York, NY, 10018 |
08 Jul |
| Full service legal department providing support to the various bank businesses in the Americas region |
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Compliance Officer - Registered Investment Adviser
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Legend Global Search, Inc...
Salary: $75K
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New York, NY, 10036 |
08 Jul |
| Compliance Officer - Registered Investment Adviser and Broker-Dealer |
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Compliance Associate - Securities and Compliance Officer - Broker-Dealer
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Legend Global Search, Inc...
Salary: $120K and $75K
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New York, NY, 10036 |
08 Jul |
| Securities Compliance Associate at Prime Brokerage Firm, Compliance Officer at Broker-Dealer of Registered Investment Advisor... |
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Market Surveillance Managing Director
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Legend Global Search, Inc...
Salary: $175K
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New York, NY, 10036 |
08 Jul |
| Market Surveillance - International Finance |
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Control Room Manager
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Legend Global Search, Inc...
Salary: To $200K + Bonus
|
New York City, NY |
08 Jul |
| Control Room Manager, Compliance, Investment Services, Asset Management Securities Exchange Act of 1934 |
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Compliance (Sales and Marketing) - Broker Dealer
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Not Disclosed
Salary: The salary on offer is at...
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Boston, MA, 02110 |
08 Jul |
| Our client requires a Manager of Broker Dealer Compliance, with primary focus on the review of Sales and Marketing materials.... |
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Director of Ethics & Risk
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Michael Page
Salary: the salary on offer is at...
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Boston, MA, 02110 |
08 Jul |
| Our Client is a Global Investment Managment firm and is looking for a Director of Ethics and Risk.
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Fixed Income Trading Compliance
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Michael Page
Salary: $130-160k
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Stamford, CT |
08 Jul |
| Top tier investment bank seeks a Fixed Income Trading Compliance person to face off to the traders in the credit markets grou... |
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Control Room Analyst
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Michael Page
Salary: $130-160k
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Stamford, CT |
08 Jul |
| Join a control room as a strong #2 with the opportunity for growth into a leadership position. |
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Regulatory Compliance Counsel
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Not Disclosed
Salary: not disclosed
|
New York, NY, 10170 |
08 Jul |
| CounselWorks is seeking SEC examiners preferably with experience in the private money management sector to work in its New Yo... |
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Portfolio Compliance Analyst
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BlackRock Inc.
Salary: not disclosed
|
USA-DE-Delaware |
08 Jul |
| See job description below |
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Compliance Reporting Specialist - Officer - (Based in Boston, MA)
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JPMorgan
Salary: Competitve
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USA-MA-Boston |
08 Jul |
| Please see the job description |
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Regulatory Analyst
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BNP Paribas
Salary: not disclosed
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USA-NY-New York City |
07 Jul |
| See job description below |
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Contract Administrator
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Not Disclosed
Salary: $90,000-115,000 base sala...
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Northeast Area, CT |
07 Jul |
| FCA's client, an energy company, seeks to hire a senior level Contract Administrator with Physical Crude Oil / Refined Produc... |
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AVP Compliance Marketing and Advertising Review
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Deutsche Bank
Salary: competitive/ DOE
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New York, NY, 10005 |
07 Jul |
| About Deutsche Bank
Deutsche Bank is a leading global investment bank with a strong and profitable private clients franchise... |
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Retirement Compliance Testing Administrator
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Vanguard
Salary: Commensurate
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Valley Forge, PA, 19482 |
07 Jul |
| See below |
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Retirement Compliance Testing Manager
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Vanguard
Salary: Commensurate
|
Valley Forge, PA, 19482 |
07 Jul |
| See below |
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Compliance Manager
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Vanguard
Salary: Depends on experience
|
Scottsdale, AZ, 85260 |
07 Jul |
| Vanguard, one of the world's leading investment management companies, has a management-level position for an experienced comp... |
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Compliance Manager
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Highland Capital Manageme...
Salary: competitive
|
Dallas, TX, 75240 |
07 Jul |
| Top Tier firm seeks an experienced compliance manager |
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Employee Benefits Attorney
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Not Disclosed
Salary: Competitive
|
USA-TX-San Antonio |
07 Jul |
| Employee Benefits Attorney |
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Fixed Income Advisory Compliance Officer - AVP
|
Deutsche Bank
Salary: competitive/ DOE
|
New York, NY, 10005 |
07 Jul |
| About Deutsche Bank
Deutsche Bank is a leading global investment bank with a strong and profitable private clients franchise... |
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Senior Compliance Officer: Investment Bank
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Ashton Lane Group, Inc
Salary: Excellent Base & Bonus
|
New York City, NY, 10001 |
06 Jul |
| Responsible for a variety of regulatory and compliance functions of a global investment bank. |
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AVP Regulatory Reporting Compliance
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Ashton Lane Group, Inc
Salary: Excellent Base & Bonus
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Morristown, NJ, 07960 |
06 Jul |
| Manage the broker regulatory reporting requirements for a global investment bank. |
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Manager Anti- Money Laundering Advisory
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E. D. Starr & Company
Salary: Competitive
|
New York, NY |
03 Jul |
| Top Ranked Anti-Money Laundering Advisory Practice |
|
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Equities Compliance Officer
|
Not Disclosed
Salary: Salary will be $110 to $1...
|
New York, NY, 10016 |
02 Jul |
| Our client a full service Investment Bank is looking for a senior Compiance Officer to manager the day to day Compliance resp... |
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